Gary M. Feinman

'Baked into the frameworks': Archeologist reveals '3 pervasive myths' that blind us to the past

The New Gilded Age, wars along the Russian border, a global pandemic, battles for women’s rights, even the Titanic: history does rhyme with the present. Yet as former New York Times columnist Bob Herbert once observed: “If history tells us anything, it’s that we never learn from history.”

This article was produced by Human Bridges, a project of the Independent Media Institute.

That’s something we can realistically change. And if we do, we’ll have an easier time addressing the macro and multiple challenges humanity faces, and finding the pathways to necessary compromises and alliances with people across all borders.

But our blinders and misconceptions about the past constrain the knowledge that we have to plan for a better future. Societies don’t get much out of living memory because the longer-term ramifications from recent decisions generally remain unsettled, and most of the big problems we face are the cumulative products of decades or centuries of the wrong approach to humanity’s histories and transitions. To leverage and learn from humanity’s history regarding what fostered sustainability in the past, we need to know the outcomes.

The good news is that through concerted research in history and archaeology, we now know a great deal more about the different paths that people have taken and their outcomes than we did just fifty years back. Long-term perspectives on cities, states, and empires are now much fuller and more regionally diverse than was known decades ago. Synthetic, comparative analyses have been undertaken. We now know what worked and what did not.

To draw better inferences and learn from past human histories, it is necessary to challenge three pervasive myths, which fundamentally shape not just what we think about the past, but why so many see history as irrelevant when it comes to guiding the present and shaping the future. Each myth is pervasive and entrenched as the ideas and presumptions behind them were born and entangled with the roots of the Western tradition of social sciences, baked into the frameworks through which researchers traditionally study the past.

The first myth supposes that humans in their natural state are nasty, brutish, and self-absorbed, only tamed by the power and coercion of the state. Clearly, humans do have the capacity for great selfishness, but as a species, we also are better cooperators with non-kin than any other animal. This seeming paradox is explicable if we recognize that people are not by nature either uniformly cunning or cuddly, but rather humans, past and present, are capable of both cooperation and selfishness depending on context. Our nature is not one-dimensional. Cooperative behavior is situational; we engage when an individual’s wants dovetail with their larger social network. Lack of alignment short-circuits cooperation whether the network is large or small.

The first supposition or myth undergirds a broadly held second one—that large premodern societies were universally coercive or despotic in organization. Autocratic governance kept the ever-selfish in line, the argument goes. Ancient Athens and republican Rome generally have been categorically distinguished as the unexplained exception to this presumed premodern path, which came to an end just a few centuries ago when ideas from the Classical era were rediscovered, giving rise to The Enlightenment, when Europeans adopted reason, science, democracy, and more.

The latter scenario became the mid-twentieth-century justification for the third myth, the walling off of modernity from the deeper past. Only after the Enlightenment with rational thought could people organize themselves democratically, in forms of governance where voice, power, and resources were not monopolized by a few.

These three myths underlie the severing of deep history, especially non-Western pasts, from the present. Often in the absence of robust historical information, contemporary observations of non-Western peoples were categorically slotted into imagined pasts that led stage-by-stage to modernist Western presents and futures.

Progressive visions of human history spurred research in history, archaeology, and related disciplines. What we have learned over recent decades does not conform with those starting myths and expectations. Change was not linear, nor was it uniform from region to region. Likewise, premodern governance was not consistently despotic, especially in the Indigenous Americas. Yet in every global region, how people governed themselves shifted over time.

When it comes to the past, we also know the outcomes. And, in the region where I study, prehispanic Mesoamerica, cities that were governed more collectively with less concentrated power tended to persist as central places longer than those urban settlements that were ruled more autocratically. A similar pattern, albeit less definitive, was also found for a global sample of states and empires. More in-depth study is necessary, but these historical patterns seem worth investigating in other regions and probing further where they have been documented. The role and success of governance and institutions in facing and meeting the challenges of the past unlock a treasure trove of information that just may guide us toward better futures.

Gary M. Feinman is an archaeologist and the MacArthur curator of Anthropology, Field Museum of Natural History, Chicago

An ancient recipe for social success

New evidence and understandings about the structure of successful early societies across Asia, Africa, and the Western Hemisphere are sweeping away the popular assumption that early societies tended toward autocracy and despotism.

This article was produced by Human Bridges, a project of the Independent Media Institute.

Archaeology has a more valuable story to tell: Collective action and localized economic production are a recipe for sustainability and broader well-being. The Mesoamerican city of Monte Albán, which was a major regional urban center for 1,300 years, is a shining example. It is a powerful case study that early investments in public infrastructure and goods foster longer-term sustainability.

There is a rich vein of insight here for some of the most pressing challenges faced by humanity: billions of people living in poverty, and collapsing social structures in the developing world. And in the wealthy industrialized world, many are increasingly disillusioned by the flaws in our political and economic models.

But if we’re going to use the models from the ancient past, can we be confident about how early societies really operated?

Researchers have begun to identify archaeological evidence that works as indicators for political and social behaviors and institutions:

  • Is there evidence of extreme wealth disparity or equality in lifestyle or burial?
  • Does monumental architecture foster exclusivity (elite tombs, aggrandizing monuments, evidence of dynastic legitimation) or access (e.g., open plazas, wide access ways, community temples)?
  • Are palaces prominent or is it not clear where the leader resided?
  • Does art emphasize lineal descent, divine kingship, and royal patron deities or does it feature more abstract themes such as fertility or integrative cosmological principles?

There is a lot we can determine from a society’s tendency toward the first or second option in each of these questions about whether it was more autocratic or associated with collective/good governance.

In a study of 26 early urban centers in Mesoamerica, Monte Albán was one of 12 that was characterized as a collectively organized city based on a series of indicators. Prior to the city’s abandonment, Monte Albán was not highly unequal: there were few, if any, lavish tombs, no great caches of household riches or other evidence of extreme wealth differences, and no large, ornate palace that was unequivocally the ruler’s residence.

From early in the site’s history, the city’s core was centered on a large plaza that could have accommodated a significant proportion of the site’s population. Flattening the hill’s rocky top and then defining and creating this large open space entailed planning, coordination, and cooperation. Until very late in the city’s history, material representations of rulers were relatively rare, and there is an overall lack of ruler aggrandizement. During the city’s first four centuries (500–100 BCE), there were few depictions of seemingly important individuals or leaders. Rule was largely faceless.

How did it happen?

In this light, let’s travel to the early sedentary villages (c. 1500–500 BCE) in the Valley of Oaxaca—the largest expanse of flat land in Mexico’s Southern Highlands. They were situated on or near well-watered land.

Around 500 BCE, however, a new hilltop center, Monte Albán, was established at the nexus of the valley’s three arms, where agriculture was far riskier due to unreliable rainfall and a dearth of permanent water sources. During the era of its establishment, not only was Monte Albán larger than any earlier community in the region, but many other settlers moved into the rural area around Monte Albán.

This marked shift in settlement patterns and the underlying processes associated with the foundation of Monte Albán have long been debated. How can we account for the immigration of people, some likely from beyond the region itself, to an area where they faced greater risks of crop failure?

One perspective, reliant on uniform models of premodern states as despotic, viewed the process from a basically top-down lens; leaders coerced their subjects to move near the capital to provide sustenance for the new center.

Yet more recent research has found that governance at Monte Albán was generally more collective than autocratic, and in its growth period, productive activities were collective, centered in domestic units and not managed from above.

By the time Monte Albán was established in the Valley of Oaxaca, more than a thousand years had passed since foragers transitioned from mobile lifeways to sedentary communities. Maize, beans, and squash, which had been domesticated prior to village formation, were key elements of an agricultural economy, with maize providing the bulk of calories. Early villagers also exploited a mosaic of other natural resources including clay for making ceramic vessels and figurines, stone for making tools and ornaments, and plant materials for processing into a range of woven products.

The shift to sedentary life was a long social process through which formerly dispersed populations not only adjusted but committed to living in larger communities and interacting with more people on a daily basis.

The Valley of Oaxaca has a climate that is semiarid, rainfall is unpredictable and spatially patchy across the region, and not all sectors of the valley floor receive the minimum annual precipitation necessary for reliable rainfall farming of maize, the region’s staple and culturally most important crop.

The prime factor that determines the productivity of maize is the availability of water, and a diversity of water management practices have been used since prehispanic times. These manipulations, which increase agricultural yields, include wells and pot irrigation, check dams, and small-scale canals, all of which were easily managed or implemented at the household level.

The Valley of Oaxaca was a core politico-economic region. Prior to Monte Albán’s founding, most of the populace resided in one of three clusters of settlements that were separated from the others by largely unoccupied areas, including the center of the valley where Monte Albán was later situated. In each arm, a cluster of smaller communities surrounded one larger settlement that had special functions and served as the “head towns” of small competing polities.

This millennial pattern was broken when Monte Albán was built on a steep hilltop in the center of the valley. The settlement’s establishment and rapid growth in size and monumentality set off a dynamic episode of innovation and change that included demographic, dietary, and other economic shifts. Populations grew rapidly not only at the new center, which became the largest and most monumental city in the valley’s early history, but also in the surrounding countryside. The center and rural communities were integrated through an emergent market network that provisioned the city.

This dramatic episode of change required the coordination of labor to build the new city. The rocky hilltop was flattened into a large main plaza with monumental buildings constructed along its edges. The scale and orientation of this central plaza represent a key transition from prior community plans in the region. Residences for the city’s burgeoning population were constructed on the steep slopes of the hill by creating flattened spaces, or terraces, shored up by stone and earthen retaining walls, each of which sustained a domestic unit.

The allocation of the hill’s apex for civic-ceremonial space and the lower slopes for commoner residences was a blueprint for a broad social accord. Built environments are not neutral, but political, and Monte Albán’s footprint with a large, relatively open central space and little display of hierarchical leaders points to a collective arrangement.

The city’s concentrated residential precincts comprised strings of artificially flattened terraces that shared long retaining walls. Construction of the terraces required allotments of domestic labor to clear trees, flatten steep inclinations, erect stone walls to retain flat spaces where houses would be built, and construct drainage channels to divert rainwater from living spaces. The construction, sharing, and maintenance of front retaining walls involved high degrees of interhousehold cooperation between neighbors.

Additionally, commoners adopted construction techniques and basic ceramic wares that previously were the domain of high-status families. In the early city, most houses included contiguous rooms with plaster floors, often constructed around a patio; they were built with adobe bricks on stone foundations instead of the mud and thatch typical of earlier commoner houses. The pottery wares that previously were largely used by higher-status families or as ceremonial vessels became more broadly distributed in the centuries after Monte Albán was established. This level of cooperation and coordination is evidence of a social charter or norms, in which a wider array of residents had access to what previously had been higher-status materials and goods.

No large-scale production has been uncovered, and there is no indication of central-governmental food storage at Monte Albán, as one might expect with top-down economic control or redistribution.

Economic production at Monte Albán was situated in domestic contexts. Instead of being coerced to move to Monte Albán, people were attracted to the city. Monte Albán was settled by a sizable group, possibly as large as 1,000 people, and rapidly grew to about 5,000 people within a few hundred years. Populations also increased in the rural areas around Monte Albán, and the annual rate of population growth in the valley exceeded what could have been maintained by natural increase alone. Populations expanded again in and around Monte Albán after c. 300 BCE. The threefold growth was too large to be accounted for by local, “natural growth,” so that people must have been drawn to Monte Albán and the valley from more distant, extra-regional locations.

Evidence indicates that the agricultural catchment for feeding Monte Albán likely extended 20 kilometers from the city. The market and exchange networks that moved food to the city created a high degree of interconnection among small settlements and Monte Albán. This interdependence required cooperation, infrastructure, and institutions that together provided the means of moving food and distributing seasonal surpluses.

Prior to Monte Albán, early “head towns” were generally positioned adjacent to good farmland. But the new city was located in an area of the valley where agriculture was riskier and largely dependent on unpredictable rainfall. Why would people move to a place where they faced a high risk of crop failure, where they could have been taxed more highly, and where, if governance were coercive, they had little voice? Such a scenario seems improbable, and it is far more likely that people moved to Monte Albán to take advantage of economic opportunities, a parallel to most migrants in the world today.

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