21st Century Medicine Fraught With Miscommunication and Human Error
20 March 2008
In the most recent issue of the New England Journal of Medicine, Dr. Thomas Bodenheimer defines the coordination of medical care as "the deliberate integration of patient care activities between two or more participants involved in a patient's care to facilitate the appropriate delivery of healthcare services." Or, to put it in layman's terms: doctors working together to get things right.
The value of this sentiment should be self-evident, but the coordination of medical care is more complex than it initially seems -- even when discussing admittedly uncomplicated concepts. Consider the "hand-off," that transitional moment when a patient is passed from one provider to another (e.g., from primary care physician to specialist, specialist to surgeon, surgeon to nurse, etc.) -- or is discharged. This transition is unavoidable. As Bodenheimer points out, modern healthcare necessitates a "pluralistic delivery system that features large numbers of small providers, [which] magnif[ies] the number of venues such patients need to visit." Twenty-first century medicine is too complex for one-stop shopping.
Inescapable though it may be, the hand-off is wrought with pitfalls. As Quality and Safety in Health Care (QSHC), a publication of the British Medical Journal, noted in January, the simple transition of a patient from one caretaker to another represents a gap that is "considered especially vulnerable to error."
Even the most common hand-off -- your standard referral from primary care physician to specialist -- is not risk-free. As Dr. Bob Wachter recently noted in his blog, "In more than two-thirds of outpatient subspecialty referrals, the specialist received no information from the primary care physician to guide the consultation." Sadly, the radio silence goes both ways: "In one-quarter of the specialty consultations," Wachter says, "the primary care physician received no information back from the consultant within a month."
These missteps are indicative of what can go wrong during the hand-off, such as, according to QSHC, "inaccurate medical documentation and unrecorded clinical data." Such misinformation can lead to extra "work or rework, such as ordering additional or repeat tests" or getting "information from other healthcare providers or the patient" -- a sometimes arduous process that can "result in patient harm (e.g., delay in therapy, incorrect therapy, etc)."
Bodenheimer points out other troubling statistics that speak to the problems with fragmented, discontinuous medical care -- and that extend well beyond the physician-specialist back-and-forth. Indeed, poorly integrated care is evident across the spectrum of medical services. In the nation's emergency rooms, for example, 30 percent of adult patients that underwent emergency procedures report that their regular physician was not informed about the care they received. Another study "showed that 75 percent of physicians do not routinely contact patients about normal diagnostic test results, and up to 33 percent do not consistently notify patients about abnormal results." And an academic literature review concluded that a measly "3 percent of primary care physicians [are] involved in discussions with hospital physicians about patients' discharge plans."
If you're sensing a pattern here, you should be: Most of the gaps in care are failures of communication involving primary care physicians. That's because, at least in theory, primary care docs are the touchstone for patient care -- the glue that holds it all together.
But primary care has become an increasingly precarious occupation. The problem is that, relative to specialists, PCPs do a lot more for relatively little pay. And they are expected to do more each day. Bodenheimer notes that "it has been estimated that it would take a physician 7.4 hours per working day to provide all recommended preventive services to a typical patient panel, plus 10.6 hours per day to provide high quality long-term care." So it should come as no surprise that "forty-two percent of primary care physicians reported not having sufficient time with their patients."
With such a heavy time-crunch, it's not surprising that some things can fall through the cracks -- like follow-ups, double-checking, and generally going the extra mile (which really shouldn't be extra at all).
Making things worse is our fee-for-service system, which, as Dr. Kevin Pho (aka blogger KevinMD) notes, pressures "primary care physicians to squeeze in more patients per hour" and thus encourages a short attention spans vis-à-vis individual patients. The volume imperative is strongest for PCPs, who make significantly less money than do their specialist peers. As Maggie has pointed out in the past, primary care doctors can expect to pull in -- at the high end -- just under one-third as much as surgeons or radiologists.
Predictably, the all-work, little-reward life of PCPs is increasingly unsexy to newly minded doctors. Kevin notes that "since 1997, newly graduated U.S. medical students who choose primary care as a career have declined by 50 percent."
It's clear that we have a systemic problem that makes hand-off mixups more likely: PCPs are crunched for time, desperate to max out patient volume, and their ranks are dwindling. Is it any wonder that they can't provide the "medical home" that reformers talk about?
This is a recipe for disaster that needs to be addressed. There are options: We can reform the fee-for-service system, perhaps by introducing payments for effective care coordination. We can create financial incentives (such as loan forgiveness) for med students to choose primary care. We also should have primary care physicians work in teams more often, from the very beginning of a patient relationship, thus allowing them to share the load and watch each others' backs.
But for all that these ambitious changes hold promise, the hand-off will always exist -- which means reformers need to dig deeper and develop protocols at the operational level. Luckily, they're doing just that. Kaiser Permanente, for example, has created a procedure meant to formalize communication between healtcare teams when a patient is transitioning from one provider to another. It's called SBAR -- which stands for Situation, Background, Assessment, and Recommendation. QSHC delves deeper into what this actually means:
"first clarifying the situation -- for example identification of one's self, unit, patient, room number. Then, pertinent background information related to the situation is communicated, which may include, but is not limited to, the admission diagnosis, list of current medications and most recent vital signs. This is followed by an assessment of the situation and a recommendation of what to do. In addition, other strategies to improve communication during discontinuity include use of face-to-face reports, use of interactive questioning, 'read-back' technique [repeating information aloud for confirmation] and emphasizing the importance of keeping information up to date."According to a 2006 story in the Pittsburgh Post-Gazette, SBAR has shown some promise, and not just at Kaiser. At OSF St. Joseph Medical Center in Bloomington, Ill., for example, "cases of harm to patients fell by more than half in the year after the SBAR program was implemented in October 2004."